Jurisprudence

Law and Morality

At a Glance

▪ Law and morality are two systems of norms guiding conduct. They overlap heavily but differ in source, scope, sanction and form. The point-by-point distinctions are in Note 50.

▪ Thomasius assigned law to the forum externum (outer acts) and morality to the forum internum (conscience). Kant distinguished legality (external conformity) from morality (acting from duty). Jellinek called law the ethical minimum.

▪ Positive morality is Austin's term. Hart distinguished positive (accepted) from critical (ideal) morality in Law, Liberty and Morality (1963).

▪ The Wolfenden Report (1957) recommended that homosexual conduct in private between consenting adults should cease to be criminal. Devlin (Maccabaean Lecture, 1959) defended the enforcement of morals; Hart, following Mill's On Liberty (1859), rejected legal moralism but accepted a measure of paternalism.

▪ Feinberg's four liberty-limiting principles: harm, offence, legal paternalism, legal moralism.

▪ India has moved from popular to constitutional morality: Naz (2009), Navtej (2018), Joseph Shine (2018), Sabarimala (2018). The BNS has no offence of adultery and no Section 377-type offence for consenting adults.

Think of a residential society. Its bye-laws say that parking in the fire lane is fined; no bye-law says you must greet your neighbours or visit a sick friend. Yet everyone knows that ignoring a sick friend is wrong. The bye-laws are like law: written, enforced by an organised authority, concerned mainly with outward conduct. The unwritten code of decency is like morality: it reaches motive and character and is enforced by conscience and the neighbours' opinion. Most bye-laws also make moral sense (do not block the fire lane), which is the overlap. The hard question comes when a majority of residents wants a bye-law against something that harms no one but which they find distasteful. That is the question of the enforcement of morals.

Figure: How far may the law reach into conduct? Four concentric zones: private immorality at the core (legal moralism, which only Devlin would let the law enter), then harm to self (paternalism, contested), then offence (allowed by Feinberg within limits), and an outer ring of harm to others where Mill's harm principle allows the law to act

1. The Meaning and Kinds of Morality

Morality is the body of standards of right and wrong conduct, and of good and bad character, held by a person or a society. Jurisprudence uses three distinctions. Positive morality is the term of John Austin (The Province of Jurisprudence Determined, 1832). For Austin it covered the rules that are not positive law: some are laws properly so called but set by men who are not political superiors (such as the rules of a club), and others are laws improperly so called, set by general opinion (the rules of honour, fashion and international law). Hart later distinguished positive morality, the morality actually accepted and shared by a given social group, from critical morality, the general moral principles used to criticise actual social institutions, including positive morality itself. The Hart-Devlin debate turns on this distinction: Devlin would let law enforce the community's positive morality; Hart asked whether critical morality could justify that enforcement.

2. The Historical Relationship

In early societies law, religion and morality were undivided. In ancient India dharma covered religious duty, moral duty and legal rule alike; in Greece and Rome, and later in medieval Christian thought, human law was measured by a higher natural or divine law (Note 9). The separation began in the seventeenth and eighteenth centuries. Christian Thomasius (1655 to 1728) assigned law to the forum externum, the sphere of outward acts that can be compelled, and morality to the forum internum, the sphere of inner conscience that cannot. Immanuel Kant drew a related line between legality and morality: an action has legality when it merely conforms externally to the law, whatever the motive; it has moral worth only when it is done from duty. A shopkeeper who gives correct change only out of fear of prosecution acts legally but not morally.

Nineteenth-century positivists, Bentham and Austin, insisted on separating law as it is from law as it ought to be, while themselves being keen moral reformers. After the Second World War, the Nazi experience revived the natural law challenge, notably through Radbruch's formula (1946), which Hart then attacked. Roscoe Pound, in Law and Morals (1924), reviewed how the historical, analytical and philosophical jurists had treated the question and showed that morals enter law continually: through legislation, and through the judicial process in interpretation, in filling gaps and in legal standards such as good faith, reasonableness and due care.

3. How Law and Morality Relate

The formula that law is the ethical minimum belongs to the German jurist Georg Jellinek: law enforces only that minimum of morality which a society needs to survive, such as the prohibition of murder, theft and fraud, while morality sets a higher standard that law does not enforce. The idea is useful but incomplete. Much law is morally neutral (driving on the left, filing dates for returns), and some moral duties (gratitude, charity) are left to conscience. The detailed distinctions between the two systems (source, sanction, scope, certainty, internal and external conduct) are set out in Note 50.

Where morality enters the law

▪ In the content of law. The criminal law, the law of contract (good faith, unconscionability) and the law of tort (duty of care) embody moral standards.

▪ In interpretation. Where a statute is ambiguous, courts prefer the reading that avoids injustice or absurdity.

▪ In equity and discretion. Equity grew as a moral correction of the rigid common law; 'justice, equity and good conscience' fills gaps in Indian law (Note 22).

▪ In the Constitution. Indian fundamental rights and the idea of constitutional morality make moral principles part of the supreme law.

▪ In Hart's minimum content of natural law. Given the five truisms of human nature (vulnerability, approximate equality, limited altruism, limited resources, limited understanding and strength of will), every workable legal system must contain some rules that morality also demands.

4. The Separation Thesis and the Hart-Fuller Debate

The separation thesis is the positivist claim that there is no necessary connection between law and morality: the existence of a law is one thing, its merit another. It does not say that law and morals never coincide, or that wicked laws should be obeyed. In 'Positivism and the Separation of Law and Morals' (71 Harvard Law Review, 1958) Hart defended it, using the grudge informer case, in which a wife who had denounced her husband under Nazi laws in 1944 was convicted after the war (1949). Hart argued that it was more honest to say that the Nazi statute was law but too evil to obey, or to punish her openly by a retrospective law, than to deny that it was law at all, as Radbruch's formula suggested. Lon Fuller, replying in the same volume and later in The Morality of Law (1964), argued that law has an inner morality of eight principles (generality, promulgation, non-retroactivity, clarity, non-contradiction, possibility of compliance, constancy, congruence between official action and declared rule), and that a regime that flouts them wholesale does not produce law at all. The full debate is in Note 65.

5. The Enforcement of Morals: Wolfenden and Devlin

The second debate concerns not the validity of law but its reach. In England the Wolfenden Committee on Homosexual Offences and Prostitution reported in 1957. It recommended that homosexual behaviour between consenting adults in private should no longer be a criminal offence, famously saying that there must remain a realm of private morality and immorality which is, in brief and crude terms, not the law's business. The recommendation was enacted in the Sexual Offences Act 1967. On prostitution it did not recommend decriminalisation: prostitution itself was not a crime in England, and the Committee recommended stricter penalties for street soliciting, which the Street Offences Act 1959 enacted.

Lord Devlin, a judge of the High Court and later a Law Lord, answered Wolfenden in his Maccabaean Lecture to the British Academy in 1959, published with other essays as The Enforcement of Morals (1965). His argument ran as follows. A society is constituted by a community of ideas, including shared moral ideas about how its members should live. A recognised morality is as necessary to society as a recognised government. So society may use the law to preserve its morality, just as it uses the law against treason and sedition; there can be no theoretical limit to legislation against immorality. The test of what is immoral is the reaction of the ordinary reasonable man, the man in the jury box: conduct that produces genuine feelings of intolerance, indignation and disgust may be punished.

Devlin's own limiting principles

▪ There should be toleration of the maximum individual freedom that is consistent with the integrity of society.

▪ The limits of tolerance shift from generation to generation, so the law should be slow to act.

▪ Privacy should be respected as far as possible.

▪ The law is concerned with the minimum, not the maximum, standard of behaviour.

Shaw v Director of Public Prosecutions House of Lords, 1961

Shaw published a 'Ladies' Directory' advertising the names and services of prostitutes. The House of Lords upheld his conviction for conspiracy to corrupt public morals.

Viscount Simonds asserted a residual power in the courts to guard the moral welfare of the State. The decision was seen as judicial legal moralism and became a target in Hart's critique.

R v Brown House of Lords, 1993 (3:2)

Adult men who engaged in consensual sadomasochistic acts in private were convicted of offences of assault and wounding. The majority held that consent is no defence to the infliction of actual bodily harm in such circumstances, on grounds of public interest.

The dissents of Lords Mustill and Slynn argued that private consensual conduct was not the business of the criminal law. The case shows the moralism and paternalism questions are still live.

6. Hart's Reply: Law, Liberty and Morality (1963)

Hart replied in Law, Liberty and Morality (1963), drawing on John Stuart Mill's On Liberty (1859). Mill's harm principle states that the only purpose for which power can be rightfully exercised over any member of a civilised community, against his will, is to prevent harm to others; his own good, either physical or moral, is not a sufficient warrant. Hart's main points were these. First, Devlin's disintegration thesis (that a society disintegrates if its shared morality is not enforced) is an empirical claim without evidence; societies change their moral views without collapsing. Second, feelings of disgust are not a sufficient reason to punish: the question is always whether critical morality justifies coercion. Third, punishing harmless private conduct inflicts real suffering on the punished and on those whose lives are driven into secrecy.

Hart was not a pure Millian. He accepted legal paternalism: coercing people for their own good may be justified, and he explained the rule that consent is no defence to murder or serious assault on that ground, citing the modern loss of faith in the idea that individuals always know their own interests best. What he rejected was legal moralism: punishing conduct merely because it is immoral when it harms no one. He also distinguished the punishment of private immorality from the regulation of public indecency, which offends those who witness it. James Fitzjames Stephen, in Liberty, Equality, Fraternity (1873), had earlier attacked Mill from a position close to Devlin's. The debate is compared point by point in Note 66.

Dworkin's critique of Devlin

Ronald Dworkin added a sharper objection. Devlin treated a community's strong feeling as its morality. Dworkin distinguished a genuine moral position, which must be supported by reasons and be consistent, from prejudice, personal emotional reaction, rationalisation based on false facts, and parroting the views of others. A consensus of disgust that cannot survive this test is not a moral position that the law is entitled to enforce.

7. Feinberg's Liberty-Limiting Principles

The American philosopher Joel Feinberg, in his four-volume The Moral Limits of the Criminal Law (1984 to 1988), organised the whole debate into four liberty-limiting principles, each a possible ground for criminal prohibition. The list is Feinberg's; exam questions often attribute it wrongly to Mill or Hart.

Principle

What it permits the law to prohibit

Position of the leading liberals

Harm principle

Conduct that harms others

Accepted by Mill, Hart and Feinberg

Offence principle

Conduct that seriously offends others, such as public indecency

Feinberg accepted it within strict limits

Legal paternalism

Conduct that harms only the actor himself

Mill rejected it for competent adults; Hart accepted a measure of it; Feinberg accepted only a soft form

Legal moralism

Conduct that is immoral though it harms and offends no one

Devlin's ground; rejected by Mill, Hart and Feinberg

8. Constitutional Morality: Two Senses

Indian law now speaks of constitutional morality, and the phrase is used in two senses that must be kept apart. In the first, institutional sense, it comes from the historian George Grote, who described it as a paramount reverence for the forms of the constitution, combined with freedom of criticism and the restraint of those in power. Dr B.R. Ambedkar quoted Grote in the Constituent Assembly in November 1948 and warned that constitutional morality is not a natural sentiment; it has to be cultivated. In this sense it means institutional restraint: fidelity to constitutional processes by office-holders.

In the second, value-based sense, used by the Delhi High Court in Naz Foundation and by the Supreme Court in Navtej Singh Johar and Sabarimala, constitutional morality means the substantive values of the Constitution (liberty, equality, dignity, fraternity, non-discrimination), which override popular or social morality when the two conflict. This second sense is the modern Indian answer to Devlin: the law enforces not the majority's moral feelings but the morality of the Constitution.

9. Indian Law on Morality and the Criminal Law

Obscenity

Ranjit D. Udeshi v State of Maharashtra Supreme Court of India, 1965

A bookseller was convicted under Section 292 IPC for selling Lady Chatterley's Lover. The Court applied the English Hicklin test: whether the material tends to deprave and corrupt those whose minds are open to such immoral influences.

Aveek Sarkar v State of West Bengal Supreme Court of India, 2014

A newspaper reproduced a photograph of the tennis player Boris Becker posing with his fiancee. The Court discarded the Hicklin test and adopted the contemporary community standards test, judging the material as a whole and in context. The shift mirrors the move away from enforcing a narrow morality.

Attempted suicide, euthanasia and personal choice

P. Rathinam v Union of India and Gian Kaur v State of Punjab Supreme Court of India, 1994 and 1996 (Gian Kaur: 5 judges)

P. Rathinam (1994) struck down Section 309 IPC (attempt to commit suicide), holding that it violated Art. 21.

Gian Kaur (1996), a Constitution Bench, overruled Rathinam: the right to life does not include a right to die, and Section 309 was upheld. The Court nonetheless indicated that the right to life includes the right to live with dignity up to the end of natural life.

Aruna Shanbaug v Union of India and Common Cause v Union of India Supreme Court of India, 2011 and 2018 (Common Cause: 5 judges)

Aruna Shanbaug (2011) permitted passive euthanasia under safeguards requiring High Court approval, while holding active euthanasia unlawful.

Common Cause (2018) held that the right to die with dignity is part of Art. 21 and recognised advance directives (living wills), with procedural safeguards.

S. Khushboo v Kanniammal Supreme Court of India, 2010

An actress faced numerous criminal complaints for remarks about premarital sex. The Court quashed them, holding that notions of social morality are subjective and that the criminal law is not meant to punish views that merely offend the majority. Morality and criminality are not co-extensive.

Sexual orientation and adultery

Naz Foundation, Suresh Kumar Koushal and Navtej Singh Johar Delhi High Court, 2009; Supreme Court of India, 2013 and 2018 (Navtej: 5 judges)

Naz Foundation (Delhi High Court, 2009) read down Section 377 IPC so far as it criminalised consensual sexual acts between adults in private, preferring constitutional morality to popular morality.

Suresh Kumar Koushal (2013) reversed Naz, leaving the matter to Parliament.

Navtej Singh Johar (2018) overruled Koushal and read down Section 377 IPC for consenting adults, holding that constitutional morality prevails over social morality.

Joseph Shine v Union of India Supreme Court of India, 2018 (5 judges)

The Court struck down Section 497 IPC (adultery), which punished only the man and treated the wife as her husband's property. Adultery may remain a civil ground for divorce, but it is not a crime: a matter of private morality, not criminal law.

Criminal code update: the Bharatiya Nyaya Sanhita, 2023, in force from 1 July 2024, contains no offence of adultery and no provision equivalent to Section 377 IPC for consensual acts between adults.

Religion and constitutional morality

Indian Young Lawyers Association v State of Kerala (Sabarimala) Supreme Court of India, 2018 (5 judges, 4:1)

The majority held that excluding women aged 10 to 50 from the Sabarimala temple violated their rights, invoking constitutional morality against exclusionary practice.

Indu Malhotra J, dissenting, held that in a pluralistic society constitutional morality also requires respect for the freedom of religious denominations to follow their faith, and that courts should not test religious practices by rationality. Review petitions were later referred to a larger bench (2019).

10. Evaluation

Neither extreme holds. A law wholly divorced from morality loses its claim to obedience, as the Nazi experience showed; a law that enforces every moral opinion of the majority crushes liberty and minorities, as the old Section 377 showed. The better position is that law should enforce morality where conduct causes harm to others, may act in limited ways against serious offence and to protect the vulnerable from themselves, but should not punish private conduct merely because the majority finds it immoral. In India, the Constitution supplies the standard: the morality the law may enforce is constitutional morality, not popular feeling.

Memory Aid

▪ Analogy: the three rings of a dartboard. Hitting others (the outer ring, harm) always scores for the law; the middle ring (offence, harm to self) is disputed; the bullseye of purely private conduct is where Mill says the law must not throw.

▪ Mnemonic for Feinberg: 'HOPE is limited'. Harm, Offence, Paternalism, Ethics enforced (legal moralism).

▪ Who said what: 'Austin Positive, Jellinek Minimum, Thomasius Forum, Kant Duty'. Austin coined positive morality; Jellinek the ethical minimum; Thomasius forum internum and externum; Kant legality versus acting from duty.

▪ Hart in one line: 'Yes to paternalism, no to moralism.'

Exam Corner: Likely Questions

▪ Discuss the relationship between law and morality with reference to Thomasius, Kant, Jellinek and Pound.

▪ Should the law enforce morality? Critically examine the Hart-Devlin debate in the light of the Wolfenden Report.

▪ Explain Feinberg's liberty-limiting principles. Which of them are consistent with Mill's harm principle?

▪ What is constitutional morality? Distinguish its two senses with reference to Navtej Singh Johar and Sabarimala.

Exam Corner: MCQ Traps

▪ Law as the ethical minimum is Jellinek, not Bentham or Austin.

▪ Positive morality is Austin's term. Positive versus critical morality is Hart's pair.

▪ The four grounds of coercion (harm, offence, paternalism, moralism) are Feinberg's list.

▪ The Wolfenden Report (1957) did not recommend decriminalising prostitution; it recommended tougher penalties for street soliciting.

▪ Gian Kaur (1996) overruled P. Rathinam (1994); Navtej (2018) overruled Koushal (2013).

11. Frequently Asked Questions

Q. What does 'law is the ethical minimum' mean?
A.
It is Jellinek's formula: law enforces only the minimum of morality that a society needs in order to survive, such as the prohibition of violence, theft and fraud, while morality sets a higher standard that is left to conscience and social opinion.

Q. Did Hart reject all enforcement of morals?
A.
No. Hart rejected legal moralism, the punishment of harmless private conduct merely because it is immoral. He accepted a measure of legal paternalism, such as the rule that consent is no defence to serious harm, and accepted that public indecency may be regulated.

Q. What did the Wolfenden Report recommend?
A.
Reporting in 1957, it recommended that homosexual behaviour in private between consenting adults should no longer be criminal (enacted in 1967). It did not recommend decriminalising prostitution, which was not itself a crime, but recommended stricter penalties for street soliciting (Street Offences Act 1959).

Q. What is the difference between the two senses of constitutional morality?
A.
The Grote and Ambedkar sense means institutional restraint: reverence for constitutional forms and processes by those in power. The value-based sense, used in Navtej and Sabarimala, means the substantive values of the Constitution, which prevail over popular morality.

See also: Note 9 (natural law), Note 50 (law versus morality), Note 52 (law versus ethics), Note 65 (Hart versus Fuller), Note 66 (Hart versus Devlin).

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