Administrative Law
Natural Justice: Meaning, Nature, Scope, Development in India and its Basis in Articles 14 and 21
Natural justice is not natural in the sense of belonging to nature, and it is not justice in the sense of a right outcome. The expression describes a small set of procedural standards that the law treats as inseparable from any fair exercise of power: that the decider be impartial, and that the person affected be heard. The standards are ancient, they are found in every legal system, and they were received into Indian law from the English common law. What Indian law added was a constitutional foundation. Through Articles 14 and 21 the principles ceased to be merely implied rules of statutory construction and became requirements of the Constitution, so that a procedure which denies them is not only unfair but unconstitutional. This topic covers the meaning and nature of the principles, their development in India, their constitutional basis and their components.
1. Meaning and Origin
The expression natural justice has been variously described as fair play in action, as substantial justice, as common sense justice and as the duty to act fairly. None of these is a definition, and the courts have deliberately avoided one, because the principles operate as standards of fairness applied to circumstances rather than as a code.
Their origin is older than administrative law. The two maxims, nemo judex in causa sua and audi alteram partem, were stated by the common law courts long before the administrative State existed, and the judges have traced the second to older sources still, observing that even in the account of the Garden of Eden, Adam was called upon to answer before judgment was pronounced. The practical importance of the principles for this subject is that they were applied to bodies outside the courts: to commissioners, boards and officers who were not judges but who decided matters affecting the subject, as Cooper v. Wandsworth Board of Works, (1863) 14 CB (NS) 180 illustrates, where the justice of the common law was held to supply the omission of the legislature and a demolition without a hearing was set aside.
2. Nature and Scope
- Procedural, not substantive. Natural justice governs how a decision is reached, not what is decided; a decision reached fairly may still be wrong on the merits, and a decision that is right on the merits may fall for unfairness.
- Implied, not enacted. The principles are read into statutes rather than laid down by them; the courts presume that the legislature intended fair procedure unless it has clearly said otherwise.
- Flexible, not fixed. Their content varies with the statutory framework, the nature of the power, the subject matter and the consequences to the person affected.
- Supplementary to statute. Where a statute prescribes a procedure, natural justice fills its gaps and does not displace it; where the statute is silent, natural justice supplies the whole of the procedure.
- Of universal application to affected persons. The principles apply wherever a decision affects rights, interests or legitimate expectations, whatever the label on the function, though not to legislative action.
- Constitutional in India. Unlike England, where the principles remain common law and can be excluded by clear statutory words, in India they have a constitutional dimension and a statutory exclusion must itself satisfy Articles 14 and 21.
3. Development in India
The development may be traced through four phases.
(a) The formative phase, 1950 to the mid-1960s. Natural justice was confined to functions classified as quasi-judicial, and the test for identifying them, laid down in Province of Bombay v. Khusaldas S. Advani, AIR 1950 SC 222, required a duty to act judicially to be found in the statute as something superadded to the power. Purely administrative action attracted no procedural protection, so that the classification of the function decided everything.
(b) The breakthrough, 1964 to 1969. In England, Ridge v. Baldwin, [1964] AC 40 held that the duty to act judicially could be inferred from the nature of the power and its effect on rights, without any superadded requirement. Indian law followed at once.
📖 State of Orissa v. Dr. (Miss) Binapani Dei, AIR 1967 SC 1269 Facts: The respondent, a government doctor, had her date of birth altered by the State on the basis of an inquiry conducted behind her back, with the result that she was treated as having attained the age of superannuation earlier and was compulsorily retired. She was given no opportunity to meet the material on which the altered date was fixed. Held: The Supreme Court set aside the order. It held that an order by the State to the prejudice of a person in derogation of his vested rights may be made only in accordance with the principles of natural justice, and that even an administrative order or decision in matters involving civil consequences must be made consistently with those principles. The duty to act judicially, the Court held, arises from the nature of the function and its effect, and an order made without hearing the person affected was a nullity. Ratio: The decisive Indian step. Natural justice applies to administrative action entailing civil consequences, and the old confinement to quasi-judicial functions was abandoned. The phrase 'civil consequences' has since become the standard test of applicability. |
A.K. Kraipak v. Union of India, (1969) 2 SCC 262 completed the movement, holding that the dividing line between administrative and quasi-judicial power is thin and being gradually obliterated, that the aim of the rules is to secure justice and prevent miscarriage of justice, and that an unjust administrative decision may have more far-reaching effects than a quasi-judicial one.
(c) Constitutionalisation, 1978 onwards. Maneka Gandhi v. Union of India, (1978) 1 SCC 248 held that the procedure contemplated by Article 21 must be right, just and fair and not arbitrary, fanciful or oppressive, that Articles 14, 19 and 21 are interlinked, and that the principle of audi alteram partem must be read into a statutory power affecting personal liberty, a post-decisional hearing sufficing where a prior hearing was impracticable. Natural justice thereby ceased to be merely an implication of statute and became a constitutional requirement.
(d) Refinement, 1980 to the present. The later cases have worked out the details: the duty to give reasons in S.N. Mukherjee v. Union of India, (1990) 4 SCC 594; the effect of post-decisional hearings and the limits of the useless formality doctrine in Dharampal Satyapal Ltd. v. Deputy Commissioner of Central Excise, (2015) 8 SCC 111; and the flexible, fact-sensitive content of the principles in decisions such as Canara Bank v. V.K. Awasthy, (2005) 6 SCC 321.
4. Natural Justice and Article 14
Article 14 supplies the first constitutional foundation. After E.P. Royappa v. State of Tamil Nadu, (1974) 4 SCC 3, arbitrariness is a denial of equality, and a decision taken without hearing the person affected, or by an authority with an interest in the outcome, is arbitrary. Three consequences follow.
- Procedural arbitrariness is unconstitutional. A procedure that denies a fair hearing offends Article 14 independently of any inequality between persons.
- Statutory exclusion is itself testable. Because the requirement is constitutional, a statutory provision excluding natural justice must satisfy Article 14, and is read narrowly.
- Reach beyond the quasi-judicial. Since Article 14 applies to all State action, the constitutional foundation extends fairness to administrative and even contractual action, as Shrilekha Vidyarthi v. State of U.P., (1991) 1 SCC 212 shows.
5. Natural Justice and Article 21
Article 21 supplies the second foundation. Since Maneka Gandhi, a procedure depriving a person of life or personal liberty must be right, just and fair, and a procedure that condemns a person unheard is none of these. The link has been applied across the field: to preventive detention, where the detenu must be given the grounds and an opportunity to represent; to service law, where dismissal affects livelihood; and to any action carrying serious civil consequences, since the expression 'life' in Article 21 has been read widely.
📖 Union of India v. Tulsiram Patel, (1985) 3 SCC 398 Facts: Government servants were dismissed without an inquiry under the second proviso to Article 311(2), which permits the inquiry to be dispensed with where it is not reasonably practicable to hold one, where the person is convicted on a criminal charge, or where the President or Governor is satisfied that it is not expedient to hold one in the interest of the security of the State. The dismissals were challenged as denying natural justice. Held: A Constitution Bench held that the principles of natural justice are part of the guarantee contained in Article 14 and are, in the constitutional scheme, implicit in fair procedure, so that an ordinary statutory or executive exclusion of them would be open to challenge. But where the Constitution itself excludes them, as the second proviso to Article 311(2) does in the three specified situations, the exclusion is constitutionally valid and cannot be questioned as violating natural justice, since one part of the Constitution cannot be used to strike down another. The Court nevertheless held that the satisfaction recorded under the proviso is subject to judicial review, and that the reasons for dispensing with the inquiry must exist and be recorded. Ratio: Natural justice has a constitutional footing under Article 14, but a constitutional provision may itself exclude it. The exclusion is confined to the situations the Constitution specifies, and the invocation of the exception remains reviewable. |
6. The Components
Component | Content | Leading authority |
|---|---|---|
Rule against bias | Freedom from pecuniary, personal, official and subject-matter interest, and from prejudgment; the test is a real likelihood or reasonable apprehension of bias | A.K. Kraipak; Ranjit Thakur v. Union of India, (1987) 4 SCC 611 |
Notice | Notice of the action proposed, the charges or grounds and the material relied on, sufficient in time and particulars to permit an answer | Binapani Dei |
Opportunity to be heard | A fair opportunity to answer, by representation or orally as the circumstances require, including the right to meet adverse material | Maneka Gandhi |
Evidence and cross-examination | The decision must rest on disclosed material; cross-examination where the case turns on oral evidence | Dhakeswari Cotton Mills v. CIT, AIR 1955 SC 65 |
One who hears must decide | The authority that hears the matter must decide it; hearing and decision cannot be separated | Gullapalli Nageswara Rao v. A.P.S.R.T.C., AIR 1959 SC 308 |
Reasoned decision | A speaking order disclosing the grounds, judged as recorded and not supplemented later | S.N. Mukherjee; Mohinder Singh Gill v. Chief Election Commissioner, (1978) 1 SCC 405 |
⚠ Civil consequences is the working test of applicability The phrase that decides most questions of applicability comes from Binapani Dei: an administrative order involving civil consequences must be made consistently with the principles of natural justice. Civil consequences have been read broadly to include the infraction not merely of property or personal rights but of civil liberties, material deprivations and non-pecuniary damages, covering loss of office, livelihood, licence, status and reputation. Where a decision carries such consequences, the question is no longer whether natural justice applies but what its content is in the circumstances. |
7. The Position in Summary
- Natural justice is a set of procedural standards, not a code: fair play in action, resting on the maxims that no one shall judge his own cause and no one shall be condemned unheard.
- It is procedural, implied, flexible, supplementary to statute, applicable wherever rights or interests are affected, and in India constitutional in character.
- Its Indian development ran from confinement to quasi-judicial functions under Advani, through Binapani Dei and Kraipak, to constitutionalisation in Maneka Gandhi and refinement thereafter.
- Article 14 makes procedural arbitrariness unconstitutional and brings all State action within the principles; Article 21 requires fair procedure wherever life or personal liberty is affected, and Tulsiram Patel holds that only the Constitution itself may exclude the principles, the exclusion remaining reviewable.
- The components are the rule against bias, notice, an opportunity to be heard, decision on disclosed evidence, the rule that the one who hears must decide, and a reasoned order.
8. Related Topics and Provisions
- Principles of Natural Justice: the complete survey (Topic 58): the two rules, exceptions, effect of breach and remedies.
- Rule against Bias and Audi Alteram Partem: the components examined separately.
- Quasi-Judicial Functions (Topic 18) and Administrative Action vs Quasi-Judicial Action (Topic 16): the classification the development in India left behind.
- Doctrine of Non-Arbitrariness under Article 14 (Topic 56): the constitutional foundation in Section 4.
- Administrative Decision-Making (Topic 19): reasons and the rule that an order is judged as made.
- Constitution of India: Articles 14, 19, 21, 22, 32, 226 and 311.