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Administrative Law

Sub-Delegation in Administrative Law: Delegatus Non Potest Delegare and When Sub-Delegation is Permissible

Sub-delegation is delegation by a delegate. Parliament confers rule-making power on the Central Government; the Government, by rule, authorises a Board to make further rules; the Board authorises an officer to issue directions. Each step carries the law one stage further from the body that alone holds the primary power, and the law regards that distance with suspicion. The governing maxim is delegatus non potest delegare, a delegate cannot delegate, and it operates as a rule of construction: sub-delegation is invalid unless the parent Act permits it, expressly or by necessary implication. This topic explains the maxim, the situations in which sub-delegation is nevertheless permissible, the special rules that apply to government departments and to quasi-judicial powers, and the consequences of unauthorised sub-delegation.

1. The Maxim and its Basis

Delegatus non potest delegare

A person to whom a power has been delegated cannot delegate that power further. The maxim rests on the principle that a delegation is made to a chosen authority: the legislature has selected a particular body for the exercise of its judgment, and that selection would be defeated if the body could substitute another of its own choosing.

Two reasons support the rule in the context of delegated legislation. First, the trust reason: legislative power is entrusted to the legislature, which may take limited help, but every further step attenuates the connection between the rule and the representative body whose judgment the Constitution requires. Second, the selection reason: the parent Act names the delegate for a purpose, often because of its expertise, accountability or position, and a sub-delegate may possess none of those qualities. The maxim is accordingly not an absolute prohibition but a presumption against sub-delegation, rebuttable by the terms of the statute.

2. When Sub-Delegation is Permissible

Sub-delegation is valid in the following situations.

  1. Express statutory authority. The parent Act itself permits the delegate to authorise another to exercise the power, for example by providing that the Government may, by notification, direct that a power exercisable by it shall be exercisable also by a named officer or authority. This is the clearest and commonest basis.
  2. Necessary implication. Where the scheme and purpose of the Act cannot work without sub-delegation, the power may be implied. Statutes conferring wide regulatory or emergency powers on a Government, which manifestly cannot be exercised personally over a whole country, are read as contemplating exercise through subordinate authorities.
  3. Ministerial and administrative assistance. What the maxim forbids is the transfer of the discretion; it does not forbid the delegate from taking help in the mechanical and preparatory work. Investigation, collection of material, drafting and communication may be performed by others so long as the judgment remains that of the authority on whom the power is conferred.
  4. Exercise through departmental machinery under the rules of business. Government functions are constitutionally allocated and authenticated under Articles 77 and 166, and action taken by an officer duly authorised under those rules is the action of the Government itself, not a sub-delegation at all.

📖 Barium Chemicals Ltd. v. Company Law Board, AIR 1967 SC 295

Facts: The power to order an investigation into a company's affairs under section 237(b) of the Companies Act, 1956 was conferred on the Central Government and had been delegated to the Company Law Board. The order in question was made by the Chairman of the Board alone, and it was contended, among other grounds, that the Chairman could not exercise a power vested in the Board.

Held: The Supreme Court examined the arrangements by which the Chairman acted and held that the exercise of power must be traceable to the authority in which it is vested; the delegate must exercise its own judgment on the circumstances the statute requires, and the existence of those circumstances is open to examination. On the material, the requisite circumstances suggesting fraud or misfeasance were not shown, and the order was set aside.

Ratio: A power must be exercised by the repository the statute or the instrument of delegation identifies, and that repository must apply its own mind. The case is authority both for the discipline of application of mind and for the principle that the chain of authority, from statute to delegate to the person actually acting, must be complete and lawful.

3. Where Sub-Delegation is Not Permitted

  1. No authority in the parent Act. Where the Act names the delegate and says nothing about further delegation, and the scheme does not require it, a purported sub-delegation is void, and so is everything done under it.
  2. Sub-delegation of a quasi-judicial power. Adjudicative functions are personal to the authority entrusted with them. The authority must hear and decide itself, and cannot pass the decision to another, a principle connected with the rule that the one who hears must decide, applied in Gullapalli Nageswara Rao v. Andhra Pradesh State Road Transport Corporation, AIR 1959 SC 308.
  3. Sub-delegation that exceeds the power delegated. A sub-delegate can never have more than the delegate had; a sub-rule wider than the rule under which it is made is void to the extent of the excess.
  4. Sub-delegation amounting to abdication. Where the delegate, instead of exercising its power, hands the field over to another so as to cease to be the effective author of the rules, the arrangement fails for the same reason that legislative abdication fails.
  5. Delegation of the essential legislative function at the second stage. The limits that apply to the first delegation apply with greater strictness to the second; policy determination cannot be passed down the chain.

The distinction between forbidden sub-delegation and permissible assistance is fundamental, and the decision on which side a case falls turns on who exercises the judgment. Where the authority applies its own mind on material gathered by others, there is no sub-delegation. Where another body in substance decides and the authority merely signs, the power has been sub-delegated and the act is bad, whether the objection is framed as sub-delegation, as dictation under Commissioner of Police v. Gordhandas Bhanji, AIR 1952 SC 16, or as non-application of mind.

4. Sub-Delegation and Government Business

A frequent source of confusion is the position of the Government itself. The executive power of the Union and the States is vested in the President and the Governors, but is exercised through Ministers and officials. Articles 77 and 166 provide for the allocation of business and the authentication of orders, and rules of business made under them assign functions to Ministers and Secretaries. An order made by an officer to whom business has been allocated in this way is the order of the Government; the officer is not a sub-delegate exercising someone else's power but the constitutional machinery through which the Government acts. This is why the ordinary objection of sub-delegation does not lie against departmental action taken in conformity with the rules of business, though the separate objections of dictation and non-application of mind remain available.

Where, however, a statute confers a power on a named authority, a Board, a Commissioner, a Collector, the rules of business do not assist: the power must be exercised by that authority or by a person lawfully authorised under the Act, and a departmental arrangement cannot substitute a different officer.

5. Consequences and Control

Question

Position

Is sub-delegation presumptively valid?

No. The presumption is against it; authority must be found in the parent Act, expressly or by necessary implication

Does the maxim forbid taking help?

No. Ministerial and preparatory assistance is permitted; only the transfer of the discretion is forbidden

Can quasi-judicial power be sub-delegated?

No. Adjudicative functions are personal to the authority entrusted with them

Can a sub-delegate exceed the delegate?

No. The sub-delegate takes no more than the delegate held

Is departmental action under the rules of business sub-delegation?

No. Such action is the Government's own, under Articles 77 and 166

What is the effect of unauthorised sub-delegation?

The sub-delegation and every rule, order or act made under it are void

How is sub-delegation controlled?

By construction of the parent Act, by ultra vires review, and by requirements of publication where a sub-delegated instrument purports to bind the public

⚠ Trace the chain from the statute down

Any question of sub-delegation is settled by tracing the chain of authority link by link. Identify the provision of the parent Act conferring the power and the authority named in it; identify the instrument by which the power was passed on and the provision authorising that passing on; and identify the person who in fact exercised the judgment. A break at any link, an instrument with no authorising provision behind it, or a decision taken in substance by someone outside the chain, invalidates what follows, and the invalidity attaches to every rule or order made under the broken link.

6. The Position in Summary

  1. Sub-delegation is delegation by a delegate, and is governed by the maxim delegatus non potest delegare, which operates as a presumption against further delegation rather than an absolute bar.
  2. It is permissible where the parent Act authorises it expressly or by necessary implication, and it is not engaged at all where the delegate merely takes ministerial assistance or acts through the constitutional machinery of the rules of business under Articles 77 and 166.
  3. It is not permitted where the Act gives no authority, where the power is quasi-judicial, where the sub-delegate would exceed the delegate, or where the arrangement amounts to abdication.
  4. The decisive question in every case is who exercised the judgment; where another body in substance decides, the act fails as sub-delegation, dictation or non-application of mind.
  5. Unauthorised sub-delegation is void, and the invalidity extends to every rule, order or act made under it.

7. Related Topics and Provisions

  • Types of Delegated Legislation (Topic 25): sub-delegation as a category within the classification.
  • Doctrine of Excessive Delegation (Topic 27) and Essential Legislative Function (Topic 28): the limits that apply with greater strictness at the second stage.
  • Administrative Decision-Making (Topic 19): dictation, application of mind and the rules of business.
  • Quasi-Judicial Functions (Topic 18): why adjudicative powers cannot be passed on.
  • Control of Delegated Legislation: publication and ultra vires review of sub-delegated instruments.
  • Constitution of India: Articles 77, 166, 245 and 246.